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Date Issuer Insider Transaction Amount New Balance ⓘ
The balance of securities held by registered holder at the time of the transaction. Insiders may direct multiple registered holders and hold multiple security types.
Filed 2021-08-09 14:57
Tx date 2021-08-05 		$M
Mosaic Capital Corporation 		KUNIK, Harold
6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition 		$-1,151,232.50
-209,315 vol
$5.50 each 		0
Filed 2021-06-15 11:32
Tx date 2021-06-14 		$M
Mosaic Capital Corporation 		KUNIK, Harold
6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-19,860
-6,000 vol
$3.31 each 		209,315
Filed 2021-06-11 14:07
Tx date 2021-06-10 		$M
Mosaic Capital Corporation 		KUNIK, Harold
6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-20,853
-6,300 vol
$3.31 each 		215,315
Filed 2021-05-12 13:19
Tx date 2021-05-10 		$M
Mosaic Capital Corporation 		KUNIK, Harold
6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-14,233
-4,300 vol
$3.31 each 		221,615
Filed 2021-04-26 15:46
Tx date 2021-04-23 		$M
Mosaic Capital Corporation 		KUNIK, Harold
6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-13,616
-4,600 vol
$2.96 each 		225,915
Filed 2021-04-22 13:00
Tx date 2021-04-20 		$M
Mosaic Capital Corporation 		KUNIK, Harold
6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-35,105
-11,900 vol
$2.95 each 		230,515
Filed 2021-04-07 14:49
Tx date 2021-04-05 		$M
Mosaic Capital Corporation 		KUNIK, Harold
6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
RSU-Common Share
58 - Expiration of rights
-12,015 vol 		0
Filed 2020-09-29 11:00
Tx date 2020-09-28 		$M
Mosaic Capital Corporation 		KUNIK, Harold
6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-8,800
-5,000 vol
$1.76 each 		242,415
Filed 2020-09-25 11:06
Tx date 2020-09-21 		$M
Mosaic Capital Corporation 		KUNIK, Harold
6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-8,750
-5,000 vol
$1.75 each 		247,415
Filed 2020-04-06 12:42
Tx date 2020-04-03 		$M
Mosaic Capital Corporation 		KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
56 - Grant of rights
+8,929 vol 		12,015
Filed 2020-04-06 12:41
Tx date 2020-04-01 		$M
Mosaic Capital Corporation 		KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
97 - Other 		$-4,168.80
-1,544 vol
$2.70 each 		252,415
Filed 2020-04-06 12:40
Tx date 2020-04-01 		$M
Mosaic Capital Corporation 		KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights 		$4,168
+1,544 vol
$2.70 each 		253,959
Filed 2020-04-06 12:39
Tx date 2020-04-01 		$M
Mosaic Capital Corporation 		KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
57 - Exercise of rights
-1,544 vol 		3,086
Filed 2019-07-02 12:44
Tx date 2019-06-30 		$M
Mosaic Capital Corporation 		KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
58 - Expiration of rights
-9,208 vol 		4,630
Filed 2019-07-02 12:37
Tx date 2019-06-30 		$M
Mosaic Capital Corporation 		KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Options
52 - Expiration of options 		$-173,833.50
-30,075 vol
$5.78 each 		0
Filed 2019-07-02 12:36
Tx date 2019-06-30 		$M
Mosaic Capital Corporation 		KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Options
52 - Expiration of options 		$-247,359.48
-28,302 vol
$8.74 each 		30,075
Filed 2019-06-10 10:26
Tx date 2019-06-04 		$M
Mosaic Capital Corporation 		KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-25,804.09
-4,381 vol
$5.89 each 		252,415
Filed 2019-06-06 14:05
Tx date 2019-06-06 		$M
Mosaic Capital Corporation 		KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-25,804.09
-4,381 vol
$5.89 each
Filed 2019-06-06 14:05
Tx date 2019-06-06 		$M
Mosaic Capital Corporation 		KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$-25,804.09
-4,381 vol
$5.89 each 		252,415
Filed 2019-05-30 17:04
Tx date 2019-05-28 		$M
Mosaic Capital Corporation 		KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
51 - Exercise of options
+4,381 vol 		256,796
Filed 2019-05-30 17:03
Tx date 2019-05-28 		$M
Mosaic Capital Corporation 		KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Options
59 - Exercise for cash
-24,643 vol 		58,377
Filed 2019-05-30 17:02
Tx date 2019-05-28 		$M
Mosaic Capital Corporation 		KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Options
51 - Exercise of options
-4,381 vol 		83,020
Filed 2019-04-09 13:37
Tx date 2019-04-05 		$M
Mosaic Capital Corporation 		KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
56 - Grant of rights
+4,630 vol 		13,838
Filed 2019-04-02 11:08
Tx date 2019-04-01 		$M
Mosaic Capital Corporation 		KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
59 - Exercise for cash 		$-57,518.73
-10,477 vol
$5.49 each 		9,208
Filed 2018-04-19
Tx date 2018-04-16 		$M
Mosaic Capital Corporation 		KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options 		$260,753
+45,113 vol
$5.78 each 		87,401
Filed 2018-04-19
Tx date 2018-04-16 		$M
Mosaic Capital Corporation 		KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
56 - Grant of rights
+10,381 vol 		19,685
Filed 2018-04-05
Tx date 2018-04-02 		$M
Mosaic Capital Corporation 		KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights
+7,017 vol 		252,415
Filed 2018-04-05
Tx date 2018-04-02 		$M
Mosaic Capital Corporation 		KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Options
51 - Exercise of options 		$-59,160.78
-13,986 vol
$4.23 each 		42,288
Filed 2018-04-05
Tx date 2018-04-02 		$M
Mosaic Capital Corporation 		KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
57 - Exercise of rights
-7,017 vol 		9,304
Filed 2018-04-05
Tx date 2018-04-02 		$M
Mosaic Capital Corporation 		KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
51 - Exercise of options 		$59,160
+13,986 vol
$4.23 each 		245,398
Filed 2017-04-17
Tx date 2017-04-12 		$M
Mosaic Capital Corporation 		KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
56 - Grant of rights
+6,865 vol 		16,321
Filed 2017-04-17
Tx date 2017-04-12 		$M
Mosaic Capital Corporation 		KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options 		$247,359
+28,302 vol
$8.74 each 		56,274
Filed 2017-04-07
Tx date 2017-04-06 		$M
Mosaic Capital Corporation 		KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
57 - Exercise of rights
-7,363 vol 		9,456
Filed 2017-04-07
Tx date 2017-04-06 		$M
Mosaic Capital Corporation 		KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights
+7,363 vol 		217,426
Filed 2017-04-07
Tx date 2017-04-06 		$M
Mosaic Capital Corporation 		KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
51 - Exercise of options 		$59,160
+13,986 vol
$4.23 each 		231,412
Filed 2017-04-07
Tx date 2017-04-06 		$M
Mosaic Capital Corporation 		KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Options
51 - Exercise of options 		$-59,160.78
-13,986 vol
$4.23 each 		27,972
Filed 2017-04-06
Tx date 2017-04-01 		$M
Mosaic Capital Corporation 		KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
RSU-Preferred Security
38 - Redemption, retraction, cancellation, repurchase 		$-40,438.40
-4,000 vol
$10.11 each 		0
Filed 2017-03-07
Tx date 2017-03-03 		$M
Mosaic Capital Corporation 		KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Subscription Rights Subscription Privilege
58 - Expiration of rights
-21,751 vol 		0
Filed 2017-03-07
Tx date 2017-03-03 		$M
Mosaic Capital Corporation 		KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: Pamela Kyle (Indirect Ownership)
Subscription Rights Subscription Privilege
58 - Expiration of rights
-932 vol 		0
Filed 2017-02-15
Tx date 2017-02-10 		$M
Mosaic Capital Corporation 		KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Subscription Rights Subscription Privilege
15 - Acquisition or disposition under a prospectus
+21,751 vol 		21,751
Filed 2017-02-15
Tx date 2011-05-01 		$M
Mosaic Capital Corporation 		KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: Pamela Kyle (Control or Direction)
Subscription Rights Subscription Privilege
00 - Opening Balance-Initial SEDI Report
Filed 2017-02-15
Tx date 2017-02-10 		$M
Mosaic Capital Corporation 		KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: Pamela Kyle (Control or Direction)
Subscription Rights Subscription Privilege
15 - Acquisition or disposition under a prospectus
+932 vol 		932
Filed 2017-02-15
Tx date 2011-05-01 		$M
Mosaic Capital Corporation 		KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Subscription Rights Subscription Privilege
00 - Opening Balance-Initial SEDI Report
Filed 2017-02-13
Tx date 2017-02-10 		$M
Mosaic Capital Corporation 		KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Preferred Securities
38 - Redemption, retraction, cancellation, repurchase 		$
-$1,132,478 vol
$10.11 each 		$0
Filed 2017-02-13
Tx date 2017-02-10 		$M
Mosaic Capital Corporation 		KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: Pamela Kyle (Indirect Ownership)
Preferred Securities
38 - Redemption, retraction, cancellation, repurchase 		$
-$55,023 vol
$10.11 each 		$0
Filed 2017-02-13
Tx date 2017-02-10 		$M
Mosaic Capital Corporation 		KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Preferred Shares Series A Preferred Shares
38 - Redemption, retraction, cancellation, repurchase 		$-210,178.584
-20,790 vol
$10.11 each 		0
Filed 2016-06-01
Tx date 2016-06-01 		$M
Mosaic Capital Corporation 		KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
+41,958 vol 		41,958
Filed 2016-06-01
Tx date 2011-05-01 		$M
Mosaic Capital Corporation 		KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2016-06-01
Tx date 2016-05-30 		$M
Mosaic Capital Corporation 		KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
38 - Redemption, retraction, cancellation, repurchase
-29,317 vol 		2,635
Filed 2016-06-01
Tx date 2016-06-01 		$M
Mosaic Capital Corporation 		KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
56 - Grant of rights
+14,184 vol 		16,819
Filed 2016-06-01
Tx date 2016-05-30 		$M
Mosaic Capital Corporation 		KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
RSU-Preferred Security
38 - Redemption, retraction, cancellation, repurchase
-33,392 vol 		4,000
Filed 2016-05-10
Tx date 2016-05-09 		$M
Mosaic Capital Corporation 		KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Preferred Securities
57 - Exercise of rights
+$75,355 vol 		$1,132,478
Filed 2016-05-10
Tx date 2016-05-09 		$M
Mosaic Capital Corporation 		KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
RSU-Preferred Security
57 - Exercise of rights
-4,000 vol 		37,392
Filed 2016-05-10
Tx date 2016-05-09 		$M
Mosaic Capital Corporation 		KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
RSU-Preferred Security
57 - Exercise of rights
-2,713 vol 		41,392
Filed 2016-05-10
Tx date 2016-05-09 		$M
Mosaic Capital Corporation 		KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
57 - Exercise of rights
-7,777 vol 		31,952
Filed 2016-05-10
Tx date 2016-05-09 		$M
Mosaic Capital Corporation 		KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights
+7,777 vol 		210,063
Filed 2016-03-08
Tx date 2016-03-08 		$M
Mosaic Capital Corporation 		KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
57 - Exercise of rights
-15,152 vol 		39,729
Filed 2016-03-08
Tx date 2016-03-08 		$M
Mosaic Capital Corporation 		KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights
+15,152 vol 		202,286
Filed 2016-03-01
Tx date 2016-03-01 		$M
Mosaic Capital Corporation 		KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
57 - Exercise of rights
-12,922 vol 		54,881
Filed 2016-03-01
Tx date 2016-03-01 		$M
Mosaic Capital Corporation 		KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights
+12,922 vol 		187,134
Filed 2015-11-11
Tx date 2015-11-11 		$M
Mosaic Capital Corporation 		KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Options Unit Common Share Options
51 - Exercise of options
-41,580 vol 		0
Filed 2015-11-11
Tx date 2015-11-11 		$M
Mosaic Capital Corporation 		KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
51 - Exercise of options 		$135,135
+41,580 vol
$3.25 each 		174,212
Filed 2015-06-08
Tx date 2015-06-04 		$M
Mosaic Capital Corporation 		KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
RSU-Preferred Security
57 - Exercise of rights
-4,000 vol 		44,105
Filed 2015-06-08
Tx date 2015-06-04 		$M
Mosaic Capital Corporation 		KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
RSU-Preferred Security
57 - Exercise of rights
-5,428 vol 		48,105
Filed 2015-06-08
Tx date 2015-06-04 		$M
Mosaic Capital Corporation 		KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
RSU-Preferred Security
57 - Exercise of rights
-19,791 vol 		53,533
Filed 2015-06-08
Tx date 2015-06-04 		$M
Mosaic Capital Corporation 		KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Preferred Securities
57 - Exercise of rights
+$276,338 vol 		$1,057,123
Filed 2015-04-29
Tx date 2015-04-29 		$M
Mosaic Capital Corporation 		KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
RSU-Preferred Security
38 - Redemption, retraction, cancellation, repurchase
-19,166 vol 		73,324
Filed 2015-04-29
Tx date 2015-04-29 		$M
Mosaic Capital Corporation 		KUNIK, Harold
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
RSU-Common Share
38 - Redemption, retraction, cancellation, repurchase
-21,167 vol 		67,803